Links to SEC Order(s) Instituting Administrative Proceeding (OIP) – AP File Nos. 3-20954 & 3-20955
Richard Keith Robertson (sec.gov)
IFP Advisors, LLC (sec.gov)
SEC Order Approving Plan of Distribution - December 20, 2024
ORDER APPROVING PLAN OF DISTRIBUTION.pdf
Approved Plan of Distribution
APPROVED PLAN OF DISTRIBUTION.pdf
SAMPLE Plan Notice
SAMPLE PLAN NOTICE.pdf